Member Fee: $165
Non-Member Fee: $265
Speaker: Debbie Crawford, gettechnical, inc
During Part IV we will cover the recordkeeping requirements and how we work with law enforcement. This area will look at what you will be examined on and the pitfalls of these four areas of the BSA exam.
Topics include:
- Monetary Instruments Recordkeeping Requirements
- Funds Transfer Recordkeeping
- 314 a Process and examination
- 314 b Sharing information with another financial institution
- Line-by-line look at the exam manual and what will be examined
- Studying this section to keep you into compliance with these four big sections
- Special Measure
- OFAC Examination Procedures