BSA/AML Compliance School


August 22-23, 2024
9am-4pm both days 


Member Fees: $425 (In-Person); $525 (Live Stream); $850 (Recording); $100 Add On Recording Fee with In-Person or Live Stream Registration
Non-Member Fees: 
$625 (In-Person); $725 (Live Stream); $1050 (Recording); $100 Add On Recording Fee with In-Person or Live Stream Registration


Please note: If you participate in-person or by live stream via Zoom, we will email a certificate to you following the program. Certificates will only be emailed to registered attendees. If you register for the recording, we will not be able to provide a certificate because we will not be able to track attendance.

ABA Professional Certifications Continuing Education Credit (For in-person and live stream registration options only)
This program will be submitted to ABA for CE Credit review.


Click here for brochure

Topics include:

  • BSA/AML Regulatory Program Expectations 
  • Foundational Pillars of BSA Compliance Programs 
  • The Anti-Money Laundering Act of 2020 (AML Act) Ongoing Implementation
  • Customer Identification Program (CIP) 
  • Customer Due Diligence (CDD) 
  • Commercial Customer Due Diligence, Enhanced Due Diligence 
  • Currency Transaction Reports (CTR) and CTR Exemptions 
  • Phase I and Phase II Exemption Rules 
  • Robust Suspicious Activity Report (SAR) Program Guidelines 
  • Effective Monitoring and Reporting Program 
  • Office of Foreign Asset Control (OFAC) Program 
  • Screening Responsibilities and Match Resolution 
  • HIDTA, HIFCA, PEPs, FBI Most Wanted, Countries of Concern and other Watch Lists 
  • Hot Spots to Watch For, Including Recent Enforcement Actions 
  • Regulatory Panel
  • Law Enforcement Guest Speaker
  • Elder Financial Abuse
  • FinCEN Guidance Documents 
  • Core Money Laundering Indicators 
  • Money Laundering and Terrorist Financing Trends 
  • Effectively Fighting Fraud, Money Laundering and Terrorist Financing 
  • National Money Laundering Threat Assessment and Industry Trends 
  • Risk Assessment, to include Inherent Risk and Residual Risk 
  • Banking FinTechs, Marijuana Related Businesses and Other Risky Businesses
  • FinCEN’s Recent SAR and New Trends in Money Laundering 
  • Latest Cybersecurity Guidance 
  • Terrorist Financing Trends
  • Suspicious Activity Report (SAR) Case Studies Continuing Risk Assessment Expectations


  • Patti Joyner
    founded Financial Solutions in 1990 to provide community financial institutions with effective solutions for the ever-increasing need for cost-effective regulatory risk management.  The company provides in-house training, compliance policy and procedure development and litigation support. Patti’s ability to transform complex requirements into simple, practical solutions is bound by a deep conviction that “excellence is not optional,” easily translating into effective answers for community bankers.  Patti firmly believes that being a community banker is all about the size of your heart, not your bank’s assets! She has a thorough understanding of the current regulatory environment and is able to integrate and streamline competing priorities without compromising compliance, results, or your sanity.  Patti loves people and banking - put the two together and its inspiring! Ms. Joyner is a frequent presenter for the American Bankers Association where she served as a faculty member of its prestigious Stonier Graduate School of Banking and National, Intermediate and Graduate Compliance Schools.  Additionally, Patti has delivered many ABA briefing/webcast series on a wide variety of compliance subjects. She works extensively with state and regional banking associations, and enjoys being a frequent speaker for various regulatory and law enforcement agencies. It was Patti’s privilege to be named ABA’s annual Distinguished Service Award winner for 2018 in recognition of her contribution to the banking industry across our country. Patti is a regularly published compliance resource for many other regional and national publications.  Her high energy style and slightly wicked sense of humor combine to provide entertaining, effective, successful and compliant solutions that will leave a smile in your heart along with answers to your questions. Ms. Joyner has a B.S. degree in Accounting from Louisiana Tech University where she graduated with honors.  Patti earned her Certified Public Accountant (CPA) certification in 1984.  She has over 38 years of banking experience and is a Certified Regulatory Compliance Manager (CRCM). 


    Hotel Room Block Information at The Renaissance Hotel, Baton Rouge:
    The LBA has contracted for a set number of sleeping rooms at the Renaissance Baton Rouge Hotel. We will monitor the room pickup and add rooms if available. We encourage you to make your reservations early to receive the LBA's discounted rates for this program - $139+tax. The deadline for the room block is August 1, 2024. After that date, reservations will be made based on availability and the hotel may not be able to honor the discounted rate. To make your reservations, click here to book online or call (866) 469-5448 and mention the LA Bankers Association BSA/AML Compliance School to receive the discounted rate. 


    For sponsorship information, please click here and select the General and Program Sponsorships button. 

    When
    8/22/2024 9:00 AM - 8/23/2024 4:00 PM
    Where
    Renaissance Hotel 7000 Bluebonnet Blvd. Baton Rouge, LA 70810 UNITED STATES
     

    Program


    Thursday, 22 August 2024

    Description
    Time
    8/22/2024 9:00 AM - 8/23/2024 4:00 PM
    8/22/2024 9:00 AM

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