2020 Compliance Audit Findings and Res. Virtual Sem Rec

Compliance Audit Findings and Resolutions

Member: $225
Non-Memeber: $425

Speaker: Lori Victory, Third Party Resources

This recording is from a 3 hour instructor led program held on September 3 via Zoom. Recordings are 3 MP4 links. Electronic materials will be sent as well.

This program will address common issues plaguing community banks. We will identify common pitfalls in a bank’s compliance program, loans, deposits and BSA compliance. In addition, we will provide some helpful hints and tools to assist in resolving the issues. Topics include the following:

  • Compliance Management Structure
  • Policy and Procedures
  • Risk Assessments and Common Issues Noted
  • Common Loan Compliance Issues - ECOA, FCRA, Flood, TRID, Reg. Z
  • Common Deposit Compliance Issuse - Reg. E, Reg. D, UDAAP
  • Common BSA Compliance Issues  - SAR, MRB, Risk Assessments, Virtual Vaults, etc. 
When
9/3/2020 - 3/3/2021
 

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