Artificial Intelligence & Automation in Deposit Compliance (Webinar)
Date & Time
November 18, 2026
10am-11:30am
Registration Fee
Member Fee (Live or Recording): $165 per connection
Non-Member Fee (Live or Recording): $265 per connection
Overview
Artificial Intelligence (AI) is no longer a future concept in banking—it is actively shaping how institutions manage deposit compliance, monitor risk, and respond to regulatory expectations. This webinar provides a practical, regulator-focused look at how AI and automation are being used today in deposit operations—and what examiners expect institutions to demonstrate in terms of governance, control, and documentation. Participants will gain clarity on how to distinguish between AI, automation, and traditional rules-based systems, and how each impacts compliance obligations.
Participants will leave with:
- A clear framework for evaluating AI in deposit compliance
- Practical examples of compliant vs. risky implementations
- A checklist of documentation and controls regulators expect
- Prepared responses to common examiner questions
Regulators are not prohibiting AI—but they are increasing expectations around governance, transparency, and control. Institutions that cannot clearly explain or document their use of AI in deposit operations face heightened scrutiny, increased exam findings, and potential enforcement risk. This webinar bridges the gap between innovation and compliance—helping you confidently manage both.
By the end of this session, participants will be able to:
- Differentiate between AI, automation, and rules-based systems in a regulatory context
- Identify current AI-driven use cases in deposit compliance
- Understand model risk management expectations for AI tools
- Recognize key requirements for data governance, explainability, and auditability
- Evaluate third-party/vendor risks associated with AI solutions
- Prepare for regulatory scrutiny and examiner questioning
Who Will Benefit
Compliance Officers, Deposit Operations Managers, Risk & Controls Teams, Internal Audit, BSA/AML Professionals and Legal & Regulatory Affairs
Instructor
Kimberly Boatwright is EVP and Director of Risk and Compliance at Compliance Resource, LLC and has more than a two decades of experience working in the financial services industry. Ms. Boatwright is a well-regarded financial industry risk and compliance professional with a strong background in program development and implementation. She is a thought leader who specializes in Fair Lending, Anti-Money Laundering, OFAC, and consumer compliance. During her career she has worked for and consulted with all types of financial institutions helping to establish and evolve compliance and risk programs. She is a frequent public speaker, trainer, and author on compliance and risk management topics. Kimberly is a Certified Regulatory Compliance Manager and a Certified Anti-Money Laundering Specialist.
Registration
Last day to register is 11/18/2026